Willow Certification for Financial Advisors

File a Complaint

If you believe that an Advisor for Women™ or Advisor for NextGen™ Certificate Holder has violated the Willow Code of Ethics and would like to report the alleged misconduct, you may submit a complaint form to our Advisor Review Committee.

Please report your complaint in as much detail as possible. If needed, Willow’s Advisor Review Committee may request additional documentation and may request a personal interview if it appears necessary.

Willow will accept an anonymous complaint. However, anonymity may result in Willow not being able to conduct a full investigation. To submit an anonymous complaint, enter “Anonymous” for your first and last name in the form below.

Your complaint must be filed in writing either using the form below, email to members@trustwillow.com or mail to:

Willow Network, Inc.
23 Paine Ave
Beverly, MA 01965

Advisor’s Full Name

Advisor’s Firm

Advisor’s Phone Number

Advisor’s Email Address

Your Full Name

Your Phone Number

Your Email Address

Please describe your complaint and the reasons you believe a violation of Willow’s Code of Ethics occurred. Please be as detailed in your response as possible Is it possible to add a document upload to the form? If so please add this language. Add document upload field. If not omit. and upload any documentation that will be helpful to Willow in their review of your complaint.

Your complaint

I acknowledge that if Willow’s Advisor Review Committee deems that there are sufficient grounds to initiate an investigation, Advisor who is the subject of my complaint may be sent a copy of the complaint and given the opportunity to respond. I further acknowledge that Willow may share details of an investigation with other state and federal regulatory bodies, including but not limited to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission. I also certify that this complaint is being made in good faith and is true and accurate to the best of my knowledge and belief.